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Anik D Valiengo

Northwestern Mutual Investment Services, LLC

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About Anik D Valiengo

Firm Information

Anik Valiengo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

500 E BROWARD BLVD

FT LAUDERDALE, FL 33394

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Anik Valiengo’s Registration & Firm History

FL

01/04/2018 - Present

Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)

FL

03/15/2017 - 12/07/2017

MML INVESTORS SERVICES, LLC (Miami FL)

FL

10/09/2014 - 02/27/2017

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

FL

08/10/2011 - 09/26/2014

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

03/29/2011 - 08/01/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

CA

02/08/2010 - 01/31/2011

AXA ADVISORS, LLC (SAN DIEGO CA)

CA

07/18/2005 - 08/05/2009

LPL FINANCIAL CORPORATION (SAN DIEGO CA)

MA

12/20/2003 - 06/24/2005

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 1/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/12/2007

Series 4 - Registered Options Principal Examination

BC

Issued 9/27/2005

Series 24 - General Securities Principal Examination

BC

Issued 9/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anik D Valiengo.
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