Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anik? Claim Your ProfileAnik Khambhla is a securities professional with over 12 years of experience in the financial services industry. Anik has been registered with the Financial Industry Regulatory Authority (FINRA) since 2010. Anik has a broad range of experience and currently holds a Series 7, 24, 63, and SIE license. Anik is currently registered with MUFG Securities Americas Inc. and has been employed with the firm since 2023. Previously Anik was employed at RBC Capital Markets, LLC from 2010 to 2016. Anik is currently registered in 51 states for broker-dealer activities. Anik's primary area of focus is providing investment advice to clients. Anik has a demonstrated history of providing high-quality service and exceeding client expectations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/04/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/08/2010 - 06/07/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 12/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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