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Aniello Gino Fabi

Hsbc Securities (usa) Inc.

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About Aniello Gino Fabi

Aniello Fabi is a financial professional with over 28 years of experience in the industry. Aniello currently works as a Registered Representative for hsbc securities (usa) inc. in BROOKLYN, NY. Prior to joining hsbc securities (usa) inc., Aniello held positions at RAYMOND JAMES FINANCIAL SERVICES, INC., ROBERT THOMAS SECURITIES, INC, FIRST METROPOLITAN SECURITIES, INC., SHAMUS GROUP, INC., FIRST CAMBRIDGE SECURITIES CORPORATION, SOVEREIGN EQUITY MANAGEMENT CORP., HANOVER, STERLING & COMPANY LTD., and JOSEPH ROBERTS & CO., INC. Aniello holds FINRA Series 7, 63 and 66 registrations.

Firm Information

Aniello Fabi is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Aniello Fabi’s Registration & Firm History

NY

06/22/2018 - Present

Hsbc Securities (usa) Inc. (BROOKLYN NY)

NY

06/16/2006 - 12/07/2007

GUNNALLEN FINANCIAL, INC (CARLE PLACE NY)

NY

01/04/1999 - 06/21/2006

RAYMOND JAMES FINANCIAL SERVICES, INC. (BROOKLYN NY)

FL

01/08/1998 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NY

10/28/1997 - 12/19/1997

FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)

NA

06/19/1997 - 10/31/1997

SHAMUS GROUP, INC.

NY

02/03/1997 - 05/23/1997

FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)

FL

07/13/1995 - 01/31/1997

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

NY

04/20/1994 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

FL

03/17/1995 - 06/09/1995

JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)

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Licenses & Designations

BOTH

Issued 08/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Aniello Gino Fabi. Review regulatory record here.
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