Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ani? Claim Your ProfileAni Varghese Thambi is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Ani has been working in the financial industry since 2017. Previously, Ani worked for Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ani is licensed to provide investment advice in multiple states and has Series 66, Series 7, and SIE licenses. Ani specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/29/2021 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
01/29/2018 - 01/07/2021
MORGAN STANLEY (SAN JOSE CA)
CA
02/14/2017 - 01/29/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNTAIN VIEW CA)
BOTH
Issued 06/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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