Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ani? Claim Your ProfileAni Shrestha is a financial advisor with Fidelity Brokerage Services LLC. Ani has been in the financial services industry since January 15, 2022. Ani is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and holds Series 7TO, Series 63, and SIE licenses. Ani is licensed in 53 states. Previously, Ani was a financial advisor with E*TRADE SECURITIES LLC in Alpharetta, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/28/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
GA
08/05/2021 - 09/16/2022
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 03/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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