Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ani? Claim Your ProfileAni Ordookhanian is a financial advisor with over 20 years of experience in the financial services industry. Ani has worked with various firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Wells Fargo Advisors Financial Network, LLC. Ani holds multiple licenses, including Series 7, Series 10, and Series 65. Ani specializes in investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals. Ani is currently registered with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/10/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
10/14/2020 - 01/04/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LONG BEACH CA)
CA
10/19/2016 - 10/14/2020
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
12/07/2015 - 09/28/2016
MUTUAL SECURITIES, INC. (Los Angeles CA)
CA
11/29/2011 - 12/17/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (LOS ANGELES CA)
NY
06/01/2009 - 10/28/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
01/17/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/25/2000 - 08/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
05/25/1999 - 09/15/2000
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
IA
Issued 05/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ani Ordookhanian is the right advisor for you? Invested Better is here to help.
