Unclaimed
Anhtuan Bui is a financial advisor who has been in the industry since 2013. Currently, Anhtuan is registered with Skyway Capital Markets, LLC in Florida. Previously Anhtuan was registered with Axos Clearing LLC, Growth Capital Services, Inc., Britehorn Securities, State Street Global Advisors Funds Distributors, LLC, Hatteras Capital, Curian Clearing, LLC, KBS Capital Markets Group LLC, SunAmerica Capital Services, Inc., and J.P. Morgan Institutional Investments Inc. Anhtuan holds Series 6, 7, 63, 65, and 66 licenses, in addition to the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/12/2024 - Present
Skyway Capital Markets, LLC (TAMPA FL)
FL
12/10/2023 - 06/10/2024
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
CO
05/27/2022 - 09/08/2023
AXOS CLEARING LLC (CENTENNIAL CO)
DE
11/02/2020 - 04/14/2021
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CO
12/21/2018 - 01/02/2020
BRITEHORN SECURITIES (Denver CO)
MA
01/25/2016 - 09/26/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
NC
04/10/2015 - 10/05/2015
HATTERAS CAPITAL (RALEIGH NC)
CO
02/04/2013 - 02/26/2015
CURIAN CLEARING, LLC (DENVER CO)
CA
01/19/2012 - 11/16/2012
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
07/25/2011 - 01/17/2012
SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
CO
11/14/2008 - 11/18/2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
IA
Issued 05/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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