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Anh Ta

Scotia Capital (usa) Inc.

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About Anh Ta

Anh Ta is a financial professional with Scotia Capital (usa) Inc. Anh has been in the industry since 2024. Anh is licensed to provide securities advice in all 50 states and the District of Columbia. Anh holds the Series 63, Series 79TO, and SIE licenses.

Firm Information

Anh Ta is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anh Ta’s Registration & Firm History

TX

09/02/2024 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/24/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/09/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anh Ta.
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