Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anh? Claim Your ProfileAnh Phuong Tran is a financial advisor at LPL Financial LLC, with over 15 years of experience in the financial industry. Anh Phuong Tran is registered with FINRA as a Registered Representative and holds Series 66, SIE, and Series 7 licenses. Anh Phuong Tran is also a Certified Financial Planner. Anh Phuong Tran previously worked at FIRST ALLIED SECURITIES, INC. and MERCER ALLIED COMPANY, L.P. Anh Phuong Tran's main office is located in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/26/2020 - Present
LPL Financial LLC (IRVINE CA)
CA
06/21/2010 - 11/08/2016
FIRST ALLIED SECURITIES, INC. (Costa Mesa CA)
CA
11/07/2006 - 06/21/2010
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BOTH
Issued 01/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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