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Anh Ht Mai

Nylife Securities LLC

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About Anh Ht Mai

Anh Ht Mai is a registered representative with Nylife Securities LLC in SAN JOSE, CA. Anh has been in the industry for 117 days. Anh holds a Series 6TO, Series 63, and SIE license.

Firm Information

Anh Mai is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anh Mai’s Registration & Firm History

CA

04/07/2023 - Present

Nylife Securities LLC (SAN JOSE CA)

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Licenses & Designations

BC

Issued 06/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anh Ht Mai.
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