linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Angie Kay Caromile

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Angie? Claim Your Profile

About Angie Kay Caromile

Angie Caromile is a financial advisor with over 20 years of experience in the industry. Angie has been registered with National Financial Services LLC since 2012. Prior to that, Angie was registered with Fidelity Brokerage Services LLC, LPL Financial LLC, First Allied Securities, Inc. and UNX, Inc. Angie holds a Series 7, Series 11, Series 24, Series 55 and Series 63 licenses. Angie is currently based in Smithfield, Rhode Island.

Firm Information

Angie Caromile is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Angie Caromile’s Registration & Firm History

RI

05/15/2012 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

12/04/2015 - 08/06/2021

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

CA

10/01/2010 - 11/08/2011

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

05/19/2010 - 10/06/2010

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

07/08/2002 - 05/11/2009

UNX, INC. (SAN DIEGO CA)

NY

08/31/2001 - 06/21/2002

EMBARCADERO SECURITIES, LLC (NEW YORK NY)

Not sure if Angie Kay Caromile is right for you?

Licenses & Designations

BC

Issued 10/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/22/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/30/2001

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Angie Kay Caromile.
Not sure if Angie Kay Caromile is right for you?