Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo Rufino is an Investment Advisor Representative with Eagle Strategies LLC. Angelo has been in the financial services industry since 2011. Angelo has a long history of working with a variety of financial institutions, including Ameriprise Financial Services, LLC, U.S. Bancorp Investments, Inc., First Republic Securities Company, LLC, Morgan Stanley, UBS Financial Services Inc., and Citigroup Global Markets Inc. Angelo is registered in Tennessee as an Investment Advisor Representative and a Registered Representative. Angelo has also held licenses for a variety of financial products, including Series 3, 4, 7, 10, 23, 24, 52TO, 53, and 63. Angelo is experienced in providing financial planning and investment advice to a variety of clients, including individuals, corporations, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/20/2024 - Present
Eagle Strategies LLC (FRANKLIN TN)
MN
11/10/2023 - 05/04/2024
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
TN
07/15/2019 - 11/03/2023
U.S. BANCORP INVESTMENTS, INC. (GALLATIN TN)
CA
09/12/2016 - 10/18/2018
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
DC
07/30/2013 - 04/11/2016
MORGAN STANLEY (WASHINGTON DC)
CA
05/15/2012 - 07/29/2013
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
06/03/2011 - 04/10/2012
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
CA
06/13/2005 - 04/19/2006
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BOTH
Issued 06/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/06/2019
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/14/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/2016
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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