Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo Pirri is a financial professional with over 28 years of experience in the financial services industry. Angelo is currently registered with Bluerock Capital Markets LLC and is licensed in 13 states. Angelo has previously worked at several other firms, including HSBC Securities (USA) Inc., Rafferty Capital Markets, LLC, DWS Investments Distributors, Inc, Quasar Distributors, LLC, Credit Suisse Asset Management Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Angelo has a broad range of experience in the financial services industry, including securities, investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/18/2018 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CA
11/07/2017 - 10/03/2018
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
04/17/2013 - 11/10/2017
HSBC SECURITIES (USA) INC. (San Francisco CA)
NY
01/03/2012 - 03/18/2013
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
IL
04/23/2010 - 12/20/2011
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
ME
07/10/2006 - 11/16/2009
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
04/08/2005 - 05/10/2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
02/28/2003 - 03/31/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/27/2001 - 03/03/2003
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
01/13/1997 - 10/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
01/31/1995 - 02/24/1995
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
TX
09/03/1991 - 01/31/1995
TRANSAMERICA FUND DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 02/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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