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Angelo Principato

Clear Street LLC

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About Angelo Principato

Angelo Principato is a financial professional with over 25 years of experience in the financial services industry. Angelo has held various positions at reputable firms, including TD Prime Services LLC, Merrill Lynch Professional Clearing Corp., and Goldman Sachs Execution & Clearing, L.P. Angelo is currently registered with Clear Street LLC. Angelo has passed the Series 7, Series 99TO and SIE exams.

Firm Information

Angelo Principato is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Angelo Principato’s Registration & Firm History

NY

08/26/2024 - Present

Clear Street LLC (NEW YORK NY)

NY

11/13/2017 - 08/23/2024

TD PRIME SERVICES LLC (NEW YORK NY)

NY

11/12/2014 - 11/14/2017

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

08/27/2013 - 11/14/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

05/23/2012 - 08/07/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NY

07/10/1997 - 06/13/2012

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

CT

05/19/1997 - 07/07/1997

DILLON, READ & CO. INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Angelo Principato.
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