Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo Provenza is a registered investment advisor with Morgan Stanley. Angelo has been in the industry since September 1999 and is licensed to provide investment advice in several states including Iowa, Texas, and Wisconsin. Angelo has a long history of working with clients in the financial services industry, having previously held positions with UBS Financial Services, U.S. Fiduciary Securities, Chase Investment Services, and UBS Paine Webber. Angelo's areas of specialization include portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IA
07/28/2011 - Present
Morgan Stanley (West Des Moines IA)
WI
01/24/2005 - 07/19/2011
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
TX
07/21/2004 - 02/01/2005
U.S. FIDUCIARY SECURITIES, INC. (HOUSTON TX)
IL
01/29/2004 - 02/03/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
07/11/1998 - 04/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 07/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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