Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo J. Puma is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Angelo has been in the financial services industry for over 20 years, working with clients in Staten Island and the surrounding areas. Angelo is a registered representative of Cambridge Investment Research Inc., holding Series 6, 63, and 65 licenses. Prior to joining Cambridge Investment Research Advisors, Inc., Angelo was an advisor with Cetera Advisors LLC and American Portfolios Financial Services, Inc. Angelo's specialties include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
04/09/2021 - Present
Cambridge Investment Research Advisors, Inc. (Staten Island NY)
NY
06/09/2006 - 10/10/2018
CETERA ADVISORS LLC (STATEN ISLAND NY)
NY
03/10/2004 - 06/12/2006
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
AZ
11/29/2000 - 02/18/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 12/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Angelo Puma is the right advisor for you? Invested Better is here to help.
