Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo Penza is a registered representative with The Investment Center, Inc. Angelo has been in the securities industry since June 1, 1995. Angelo is registered with the following securities regulators: FINRA, and the states of California, Georgia, Massachusetts, Minnesota, New Jersey, Pennsylvania, and South Carolina. Angelo also holds Series 6, Series 26, Series 63, and SIE licenses. Angelo was previously registered with TFS Securities, Inc., Jaron Equities Corp., and Guardian Investor Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/02/2000 - Present
THE Investment Center, Inc. (MARTINSVILLE NJ)
NJ
04/01/1996 - 09/15/2000
TFS SECURITIES, INC. (LINCROFT NJ)
NY
06/23/1995 - 04/09/1996
JARON EQUITIES CORP. (HICKSVILLE NY)
NY
05/17/1995 - 07/21/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 06/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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