Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelo? Claim Your ProfileAngelo Carlone is a financial advisor with over 30 years of experience in the financial services industry. Angelo is currently registered with LPL Enterprise, LLC and has previously held positions with Wells Fargo Clearing Services, LLC, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Tower Square Securities, Inc., Polaris Financial Services, Inc., and Multi-Financial Securities Corporation. Angelo holds a Series 6, 7, 3, 10, 9, 63, and 66 licenses and is a Certified Financial Planner. Angelo specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/14/2024 - Present
LPL Enterprise, LLC (GLASTONBURY CT)
CT
11/12/2010 - 04/24/2018
WELLS FARGO CLEARING SERVICES, LLC (GLASTONBURY CT)
CT
03/17/2008 - 11/18/2010
RAYMOND JAMES & ASSOCIATES, INC. (NEW HAVEN CT)
CT
11/14/2005 - 03/25/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
07/06/2000 - 12/07/2005
TOWER SQUARE SECURITIES, INC. (HARTFORD CT)
NH
01/04/1999 - 07/07/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
CO
08/05/1992 - 12/31/1998
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
BOTH
Issued 11/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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