Unclaimed
Angelique Teresa Richardson is a registered investment advisor, holding both Series 63 and 65 licenses and is currently employed with Wellington Funds Distributors Inc. in Boston, MA. Angelique has been in the financial services industry for over 10 years and passed the Series 7 exam in 2015. Angelique also passed the Securities Industry Essentials (SIE) exam in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/28/2015 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
BC
Issued 11/25/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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