Unclaimed
Angelica Sapaskis is a financial professional with over 20 years of experience in the industry. Angelica is currently registered with IRC Securities LLC and holds several licenses, including Series 4, 7, 55, 57TO and 63. Angelica has previously held positions at NASDAQ Options Services, LLC, NASDAQ Execution Services, LLC, INET ATS, INC., Chase Investment Services Corp., NDB Capital Markets, LP, Dean Witter Reynolds Inc., and Investors Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/07/2014 - Present
IRC Securities LLC (NEW YORK NY)
NY
05/17/2007 - 05/15/2012
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NY
02/01/2006 - 05/15/2012
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
06/21/2004 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
IL
07/07/2003 - 06/22/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
12/09/1997 - 08/01/2001
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NY
10/08/1997 - 11/04/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
07/18/1996 - 05/07/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 02/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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