Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelica? Claim Your ProfileAngelica Rose Nelson is an investment advisor representative with RBC Capital Markets, LLC and has been in the industry since 2001. Angelica Rose Nelson has passed the Series 7, Series 9, Series 10, Series 31, Series 66, and SIE exams and is registered in 30 states, as well as with FINRA. Angelica Rose Nelson has previous experience with TD Ameritrade, Inc., SCOTTRADE, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and MILLER JOHNSON STEICHEN KINNARD, INC.. Angelica Rose Nelson specializes in providing financial planning services, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/13/2022 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
02/26/2018 - 04/16/2018
TD AMERITRADE, INC. (LITTLETON CO)
CO
10/24/2007 - 02/26/2018
SCOTTRADE, INC. (GREENWOOD VILLAGE CO)
MN
12/06/2006 - 10/15/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GOLDEN VALLEY MN)
MN
03/13/2001 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (GOLDEN VALLEY MN)
BOTH
Issued 06/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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