Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angelica? Claim Your ProfileAngelica Walter is a financial advisor with Raymond James & Associates, Inc. Angelica has been in the financial services industry since 2000 and holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Angelica has a strong background in investment management and financial planning, and has experience working with a wide range of clients, including individuals, businesses, and institutions. Angelica previously worked as a financial advisor at Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/27/2024 - Present
Raymond James & Associates, Inc. (DENVER CO)
CO
01/03/2011 - 11/16/2016
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
02/26/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DENVER CO)
MA
05/15/2000 - 11/10/2003
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 06/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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