Unclaimed
Angela Yuan-yuan Hou is an investment advisor representative currently registered with Nuveen Asset Management, LLC. Angela has been in the industry since August 2013 and is registered with the state of Illinois. Previously Angela was registered with Neuberger Berman BD LLC and Lord Abbett Distributor LLC. Angela has Series 31, SIE, and Series 7 licenses and has been registered in all 50 states. Angela's specializations include portfolio management for businesses, individuals, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
07/31/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NY
04/06/2015 - 07/14/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NJ
08/20/2013 - 04/07/2015
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 11/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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