Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Fleming is a financial advisor with Fidelity Brokerage Services LLC in Greenwood Village, CO. Angela has been in the industry since 2004 and has experience working for Charles Schwab & Co., Inc. and Morgan Stanley DW Inc. Angela is licensed in Colorado and holds a Series 7, 63, 10, 9, 31, and SIE license. Angela is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/01/2017 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
TX
06/03/2004 - 01/19/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/04/2002 - 03/26/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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