Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Queen Abate is a registered representative with HSBC Securities (USA) Inc., with over 20 years of experience in the industry. Angela has held various roles within the financial services industry, including positions at Deutsche Bank Securities Inc. and CIBC World Markets Corp. Angela currently holds Series 4, 7, 9, 10, 14, 24, 27, 55, 57TO, 63, 65, 99TO, and SIE licenses. Angela is a dedicated financial professional with a proven track record of providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/26/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
MD
04/16/2004 - 10/11/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
NY
01/10/2000 - 02/21/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
VA
05/05/1999 - 01/20/2000
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
08/04/1998 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BC
Issued 04/16/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2014
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/13/2006
Series 14 - Compliance Officer Examination
BC
Issued 12/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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