Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Allen is a financial advisor with over 20 years of experience in the industry. She is currently registered with First Citizens Investor Services, Inc. and has previously worked with WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC. and DIVERSIFIED INVESTORS SECURITIES CORP. Angela is a licensed and registered professional, having passed the Series 65, Series 66, Series 7 and SIE exams. Her areas of expertise include providing financial planning, selection of other advisors and portfolio management services. She works with a variety of clients, including individuals, businesses, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
05/01/2024 - Present
First Citizens Investor Services, Inc. (Monroe NC)
NC
04/06/2017 - 04/25/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
10/23/2009 - 03/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/03/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
03/21/2005 - 06/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/20/2004 - 02/17/2005
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
10/16/2000 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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