Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Marie Thompson is a registered representative with Northwestern Mutual Investment Services, LLC. Angela has been in the financial services industry for over 10 years. Her previous experience includes roles at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Angela is registered in Tennessee to provide both Broker-Dealer and Investment Adviser services. She holds the Series 7, Series 66, and SIE licenses. Angela is a graduate of Miami University and holds a Bachelor of Arts in Economics. She specializes in providing financial planning and investment management services to individuals, families and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
07/26/2022 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
MA
07/14/2020 - 03/02/2021
RBC CAPITAL MARKETS, LLC (BOSTON MA)
TN
07/22/2017 - 07/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
BOTH
Issued 08/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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