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Angela Marie Ocker

Keefe, Bruyette & Woods, Inc.

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About Angela Marie Ocker

Angela Marie Ocker is a financial professional with experience in the industry. Angela is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel Independent Advisors, LLC. Angela also previously held a registration with Miller Buckfire & Co., LLC. Angela has passed the Securities Industry Essentials Examination and the Operations Professional Examination.

Firm Information

Angela Ocker is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Angela Ocker’s Registration & Firm History

MO

03/27/2023 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

NY

03/27/2023 - 08/29/2023

MILLER BUCKFIRE & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Angela Marie Ocker.
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