Unclaimed
Angela Marie Figg is a financial professional with over 20 years of experience in the financial services industry. Angela currently works at Cabrera Capital Markets, LLC. Previously, Angela was registered with Instinet, LLC and Northern Trust Securities, Inc. Angela holds multiple licenses and registrations including Series 3, 7, 24, 55, 57TO and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/13/2023 - Present
Cabrera Capital Markets, LLC (CHICAGO IL)
IL
06/01/2006 - 05/25/2022
INSTINET, LLC (CHICAGO IL)
NY
06/16/2004 - 06/01/2006
INSTINET, LLC (NEW YORK NY)
IL
07/11/2002 - 05/28/2004
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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