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Angela M Rosario

Purshe Kaplan Sterling Investments

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About Angela M Rosario

Angela Rosario is a financial professional with over 20 years of experience in the industry. Angela currently holds the Series 7 and Series 63 licenses and the SIE certification. She is registered in Oklahoma and has been with Purshe Kaplan Sterling Investments since January 2012. Prior to joining Purshe Kaplan Sterling Investments, Angela worked for ASKAR CORP. and ING BARINGS LLC.

Firm Information

Angela Rosario is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Angela Rosario’s Registration & Firm History

OK

01/12/2012 - Present

Purshe Kaplan Sterling Investments (TULSA OK)

OK

03/19/2002 - 12/31/2011

ASKAR CORP. (TULSA OK)

NY

07/01/1998 - 02/20/2001

ING BARINGS LLC (NEW YORK NY)

NY

04/03/1997 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/20/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Angela M Rosario.
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