Unclaimed
Angela Rosario is a financial professional with over 20 years of experience in the industry. Angela currently holds the Series 7 and Series 63 licenses and the SIE certification. She is registered in Oklahoma and has been with Purshe Kaplan Sterling Investments since January 2012. Prior to joining Purshe Kaplan Sterling Investments, Angela worked for ASKAR CORP. and ING BARINGS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
01/12/2012 - Present
Purshe Kaplan Sterling Investments (TULSA OK)
OK
03/19/2002 - 12/31/2011
ASKAR CORP. (TULSA OK)
NY
07/01/1998 - 02/20/2001
ING BARINGS LLC (NEW YORK NY)
NY
04/03/1997 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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