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Angela Lynn Richey

Cetera Investment Services LLC

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About Angela Lynn Richey

Angela Richey is a financial professional with over 20 years of experience in the industry. Angela is currently registered with Cetera Investment Services LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC and Cetera Advisor Networks LLC. Angela has held previous registrations with First Allied Securities, Inc., Summit Brokerage Services, Inc., Voya Financial Advisors, Inc., Financial Network Investment Corporation, and Multi-Financial Securities Corporation. Angela has a Series 24, Series 7, Series 6, and SIE licenses.

Firm Information

Angela Richey is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Angela Richey’s Registration & Firm History

IA

05/06/2019 - Present

Cetera Investment Services LLC (WEST DES MOINES IA)

IA

06/14/2018 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

06/14/2018 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

06/15/2004 - 06/08/2018

VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)

IA

01/08/2010 - 02/01/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (DES MOINES IA)

IA

01/08/2010 - 02/01/2010

MULTI-FINANCIAL SECURITIES CORPORATION (DES MOINES IA)

IA

12/09/2008 - 12/31/2009

FINANCIAL NETWORK INVESTMENT CORPORATION (DES MOINES IA)

IA

12/09/2008 - 12/31/2009

MULTI-FINANCIAL SECURITIES CORPORATION (DES MOINES IA)

CT

04/22/2002 - 01/30/2004

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 08/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Angela Lynn Richey.
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