Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Kolb Cagwin is an investment advisor representative at Rockefeller Financial LLC. Angela is a highly experienced financial professional with over 10 years in the industry, and is licensed to provide investment advice in several states. Prior to joining Rockefeller Financial, Angela worked at other well-known firms including Cambridge Investment Research, Wells Fargo Advisors Financial Network, LLC, and M Holdings Securities, Inc. Angela is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/06/2023 - Present
Rockefeller Financial LLC (Los Angeles CA)
AZ
11/01/2019 - 11/24/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Phoenix AZ)
AZ
02/21/2018 - 09/11/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
09/26/2017 - 01/31/2018
M HOLDINGS SECURITIES, INC. (PHOENIX AZ)
AZ
03/31/2016 - 09/27/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
03/10/2015 - 03/02/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
AZ
11/28/2012 - 10/10/2014
CALTON & ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
08/14/2012 - 11/14/2012
NEUBERGER BERMAN LLC (LOS ANGELES CA)
CA
12/08/2011 - 08/16/2012
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
08/24/2011 - 11/29/2011
LARSON FINANCIAL SECURITIES, LLC (CENTURY CITY CA)
CA
10/29/2009 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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