Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Kaya Mwanza is a registered investment advisor representative with Rockefeller Financial LLC and Rockefeller Capital Management. Angela has been in the financial services industry for over 22 years and has experience with a variety of investment strategies. Angela is registered with the Securities and Exchange Commission and holds the Series 3, 7, 63 and 66 licenses. Angela is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/11/2023 - Present
Rockefeller Financial LLC (New York NY)
NY
09/18/2008 - 08/22/2023
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/08/2004 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/28/2002 - 04/29/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/01/2001 - 11/12/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/14/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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