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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Graham is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Angela has over 20 years of experience in the financial services industry. Angela has a Series 7, 9, 10, 31 and 66 licenses as well as a SIE certification. Angela holds registrations in several states, including Florida, Illinois, Kansas, Missouri, and Texas. Angela has a strong background in providing investment advice to individuals, corporations, and other businesses. Angela has experience in providing investment advice to a variety of clients, including high net worth individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
KS
12/18/2007 - 03/17/2017
FIDELITY BROKERAGE SERVICES LLC (OVERLAND PARK KS)
TX
07/22/2005 - 01/03/2006
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
07/20/2001 - 04/20/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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