Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angela? Claim Your ProfileAngela Dawn Hughes is a financial advisor with over 20 years of experience in the financial industry. She is currently registered with Raymond James & Associates, Inc., and is based in Tavares, Florida. Prior to her current role, Angela was affiliated with Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Her experience spans several financial institutions, including Charles Schwab & Co., Inc. and First Union Brokerage Services, Inc., showcasing a comprehensive understanding of the industry. Angela holds the Series 6, 7 and 63 licenses, demonstrating her commitment to providing comprehensive and diverse financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/21/2010 - Present
Raymond James & Associates, Inc. (TAVARES FL)
FL
01/01/2008 - 04/20/2010
WELLS FARGO ADVISORS, LLC (THE VILLAGES FL)
FL
05/15/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (THE VILLAGES FL)
TX
01/23/2001 - 07/02/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NC
04/28/1998 - 10/06/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 04/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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