Unclaimed
Angel Roseboro is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Angel has been in the financial services industry since February 5, 2008. Angel has a broad range of experience and specializes in providing financial advice and investment services to a wide array of clients, including high-net-worth individuals, corporations, and institutional clients. Angel is also registered with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/21/2022 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLOTTE NC)
NC
02/15/2011 - 11/11/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
05/01/2006 - 07/07/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 03/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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