Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel Tomas Ordonez is a financial advisor with UBS Financial Services Inc. Angel has been in the financial industry since 2005. Angel has a wide range of experience and licenses including Series 7, 10, 24, 55, 57TO, 63, 65, 99TO and SIE. Angel has been registered with UBS Financial Services Inc. since 2015. Before that, Angel worked for SANTANDER SECURITIES LLC from 2012 to 2015 and SANTANDER INTERNATIONAL SECURITIES, INC. from 2005 to 2014. Angel is licensed to provide services in Arkansas, California, Colorado, Connecticut, Florida, Illinois, Minnesota, Missouri, Nevada, New Jersey, New York, Puerto Rico, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/18/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/21/2012 - 04/10/2015
SANTANDER SECURITIES LLC (NEW YORK NY)
NY
07/22/2005 - 02/06/2014
SANTANDER INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
IA
Issued 03/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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