Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel Caballero is a financial professional with over 25 years of experience in the industry. Angel is currently registered with Tripletree, LLC and Kippsdesanto & Co. Angel has held previous positions at METLIFE INVESTORS DISTRIBUTION COMPANY, J.P. MORGAN SECURITIES LLC, DAIWA CAPITAL MARKETS AMERICA INC., WAMU INVESTMENTS, INC., WAMU CAPITAL CORP., J.P. MORGAN SECURITIES INC., PRUDENTIAL SECURITIES INCORPORATED, GOLDMAN, SACHS & CO., DEUTSCHE BANK SECURITIES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Angel holds several licenses and certifications including Series 7, Series 24, Series 57TO, Series 63 and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/10/2022 - Present
Tripletree, LLC (New York NY)
NY
01/25/2017 - 02/19/2019
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
07/25/2014 - 09/26/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/04/2010 - 03/11/2014
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NJ
08/19/2008 - 02/05/2009
WAMU INVESTMENTS, INC. (WAYNE NJ)
NY
07/19/2005 - 07/25/2008
WAMU CAPITAL CORP. (NEW YORK NY)
NY
10/07/2002 - 07/29/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/21/2001 - 10/09/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/06/2000 - 05/16/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/10/1997 - 01/11/2001
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/08/1992 - 10/28/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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