Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel Mendez is a financial advisor with over 10 years of experience in the financial services industry. Angel has held various positions at different firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, USAA Financial Advisors, Inc., Morgan Stanley Smith Barney, and J.P. Morgan Securities LLC. Angel holds several licenses and certifications, including Series 3, 7, 9, 10, 31, 66, and SIE. Angel is registered with FINRA and the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
06/27/2018 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
10/11/2013 - 07/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/22/2013 - 09/04/2013
FIDELITY BROKERAGE SERVICES LLC (SUGAR LAND TX)
TX
09/08/2011 - 05/03/2013
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
06/08/2010 - 06/28/2011
MORGAN STANLEY SMITH BARNEY (SAN ANTONIO TX)
TX
02/01/2010 - 02/17/2010
MORGAN STANLEY SMITH BARNEY (SAN ANTONIO TX)
BOTH
Issued 07/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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