Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel Manuel Canabal has been in the financial industry since November 1991 and is currently registered with UBS Financial Services Inc. Angel holds several licenses and has experience in various areas of the financial industry. Angel is a registered representative with Series 7, 8, 9, 10, 63, and 65 licenses. Angel has previously been affiliated with other firms, including UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PAINEWEBBER INCORPORATED. Angel has experience in investment advisory and brokerage services and is dedicated to providing exceptional financial advice to clients.
Mayaguez, PR
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
03/26/2020 - Present
UBS Financial Services Inc. (Mayaguez PR)
PR
03/04/1998 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (MAYAGUEZ PR)
NY
11/29/1991 - 02/13/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 4/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/3/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/15/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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