Unclaimed
Angel Luis Rodriguez is an investment advisor representative and registered principal with State Farm Investment Management Corp. Angel Luis Rodriguez has been in the industry since August 8, 1994, and has experience with a variety of firms, including Labranche Financial Services, LLC, Knight Securities, L.P., Knight Capital Markets, LLC., and D. E. Shaw Securities, L.P. Angel Luis Rodriguez holds several licenses, including Series 4, 6, 7, 9, 10, 14, 24, 55, 62, 63, 65, and SIE. Angel Luis Rodriguez also has experience with insurance, being the owner and agent of Angel Rodriguez's Insurance Agency, which is a State Farm Mutual Automobile Insurance Company affiliate. Angel Luis Rodriguez is also a board member of NJ Urban Enterprise Zone, a membership/civic/fraternal organization, and is the owner of Angel L. Rodriguez Insurance and Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/14/2022 - Present
State Farm Investment Management Corp. (Springfield NJ)
NY
07/02/2002 - 05/28/2008
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NJ
10/09/2000 - 06/20/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
02/24/1999 - 06/20/2002
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
NY
02/01/1994 - 12/31/1998
D. E. SHAW SECURITIES, L.P. (NEW YORK NY)
IA
Issued 11/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2007
Series 14 - Compliance Officer Examination
BC
Issued 05/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2004
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/04/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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