Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel L Rosa roig is an investment advisor representative with Popular Securities, LLC. Angel has been in the industry since September 1, 2020. Angel is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Angel is also registered with the states of Alabama, Arizona, Arkansas, California, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, South Carolina, Texas, Virgin Islands, and Virginia. Angel has passed the Uniform Combined State Law Examination, General Securities Representative Examination, Investment Company Products/Variable Contracts Representative Examination, and Securities Industry Essentials Examination. Angel's previous employer was Equitable Advisors, LLC, in San Juan, Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1 fees in money market product and referral fees
1
2
PR
08/09/2023 - Present
Popular Securities, LLC (SAN JUAN PR)
PR
08/19/2020 - 09/08/2021
EQUITABLE ADVISORS, LLC (SAN JUAN PR)
BOTH
Issued 07/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Angel Rosa roig is the right advisor for you? Invested Better is here to help.
