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Angel Felipe Legarreta

Pershing LLC

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About Angel Felipe Legarreta

Angel Legarreta has been in the financial industry since November 17, 2005 and is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Angel holds multiple licenses including Series 6, 7, 26, 52TO, 99TO, and SIE and is registered in Florida.

Firm Information

Angel Legarreta is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Angel Legarreta’s Registration & Firm History

FL

11/17/2021 - Present

Pershing LLC (LAKE MARY FL)

FL

01/07/2011 - 12/13/2019

PERSHING LLC (LAKE MARY FL)

FL

11/15/2005 - 01/03/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WINTER PARK FL)

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Licenses & Designations

BC

Issued 08/07/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2009

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Angel Felipe Legarreta.
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