Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Angel? Claim Your ProfileAngel Anthony Roman is a registered representative with Northwestern Mutual Investment Services, LLC, located in SAVANNAH, GA. Angel Anthony Roman is also registered as an investment adviser representative. Angel Anthony Roman's professional experience includes time with RAYMOND JAMES & ASSOCIATES, INC. in Macon, GA. Angel Anthony Roman has passed the General Securities Representative Examination, Securities Industry Essentials Examination, and Uniform Combined State Law Examination. Angel Anthony Roman is a licensed agent with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
09/19/2024 - Present
Northwestern Mutual Investment Services, LLC (SAVANNAH GA)
GA
03/27/2024 - 06/20/2024
RAYMOND JAMES & ASSOCIATES, INC. (MACON GA)
BC
Issued 03/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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