Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aneesh? Claim Your ProfileAneesh Paul is a financial professional with over 15 years of experience in the financial services industry. Aneesh has been registered with the Securities and Exchange Commission as an Investment Adviser Representative and has held licenses with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc, E*TRADE Securities LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Aneesh Paul currently holds a Series 6, 7, 63, and 65 license and is currently registered with Wells Fargo Clearing Services, LLC. Aneesh is experienced in providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/12/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
02/25/2020 - 03/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2014 - 03/09/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/21/2013 - 05/19/2014
E*TRADE SECURITIES LLC (NEW YORK NY)
NY
10/01/2012 - 06/12/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/01/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IA
Issued 04/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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