Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aneeket? Claim Your ProfileAneeket Shah is a securities professional with over 7 years of experience in the industry. Aneeket is currently registered with Smbc Nikko Securities America, Inc. and is licensed in all 50 states. Aneeket holds the Series 7, Series 79 and SIE licenses, as well as the Series 63. Prior to joining Smbc Nikko Securities America, Inc., Aneeket was employed with Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/05/2017 - 09/05/2024
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Aneeket Shah is the right advisor for you? Invested Better is here to help.
