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Andy Xianyang Song an

Ernst & Young Capital Advisors, LLC

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About Andy Xianyang Song an

Andy Xianyang Song an is a financial professional with over 2 years of experience in the industry. Andy is currently registered with Ernst & Young Capital Advisors, LLC and is licensed to provide investment advice in California, Massachusetts, New York, and Utah. Andy holds FINRA Series 63, Series 66, SIE, and Series 79TO licenses and is an active participant in the industry. Prior to joining Ernst & Young Capital Advisors, LLC, Andy worked at ALANTRA, LLC and CAPSTONE PARTNERS.

Firm Information

Andy Song an is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andy Song an’s Registration & Firm History

CA

04/18/2024 - Present

Ernst & Young Capital Advisors, LLC (SAN FRANCISCO CA)

CA

01/25/2023 - 02/27/2024

ALANTRA, LLC (San Francisco CA)

CO

08/25/2022 - 09/13/2022

CAPSTONE PARTNERS (Denver CO)

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Licenses & Designations

BC

Issued 09/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/27/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andy Xianyang Song an.
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