Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andy? Claim Your ProfileAndy Wen jie Chen is a registered representative with Houlihan Lokey Capital, Inc. in San Francisco, California. Andy has been in the financial services industry since October 28, 2021 and holds Series 63, Series 79TO and SIE licenses. Andy previously worked with Houlihan Lokey Capital, Inc. in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/19/2023 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
08/10/2020 - 01/28/2022
HOULIHAN LOKEY CAPITAL, INC. (San Francisco CA)
BC
Issued 08/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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