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Andy Tay Lee

Parkland Securities, LLC

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About Andy Tay Lee

Andy Tay Lee is a financial advisor with Parkland Securities, LLC. Andy has been in the financial industry since 1987 and is registered to conduct business in California. Andy holds the Series 6 and SIE licenses. Andy has previously worked at Walnut Street Securities, Inc., North American Management, Inc., USLIFE Equity Sales Corp., and MONY Securities Corp.

Firm Information

Andy Lee is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andy Lee’s Registration & Firm History

CA

02/09/2002 - Present

Parkland Securities, LLC (ROSEMEAD CA)

CA

06/01/1996 - 02/09/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

SD

01/20/1996 - 06/01/1996

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

NY

01/04/1990 - 03/14/1994

USLIFE EQUITY SALES CORP. (NEW YORK NY)

NA

01/18/1985 - 03/13/1989

MONY SECURITIES CORP.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andy Tay Lee.
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