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Andy Liu

Wolfe Research Securities

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About Andy Liu

Andy Liu is a financial professional with Wolfe Research Securities. Andy has been in the industry since April 2022 and holds the Series 7, SIE, Series 63 and Series 87 licenses. Andy is registered with the state of New York.

Firm Information

Andy Liu is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andy Liu’s Registration & Firm History

NY

04/04/2022 - Present

Wolfe Research Securities (New York NY)

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Licenses & Designations

BC

Issued 07/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andy Liu.
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